Surveillance Team Leader - Porto

Descrição: 

We are recruiting a Surveillance Team Leader for a French Investment Bank based in Porto.

O que terás de fazer

- Manage all aspects of the Trade Surveillance;

- Working with Technology and Third-Party Vendors to finetune the scenarios from which and Trade alerts are derived, troubleshooting any issues, and moving towards achieving goals;

- Establishing and maintaining written procedures and governance processes around the Trade Surveillance;

- Driving the enhancement and improvement of the programs;

- Working with line of business supervisors, first line of defense employee, and compliance managers;

- Conducting deep dive Investigations of potential issues when necessary;

- Keeping up-to-date with regulatory changes, internal policy updates, and disciplinary actions;

- Planning enhancements both internally and with Third-Party Vendors to incorporate other statistical methods, machine learning, and artificial intelligence in the monitoring tool;

- Preparing metrics to report monitoring results to senior management, including identifying potential trends or themes that may warrant further consideration or action.

O que precisas de garantir

- Degree in Economics, Finance, Management or other relevant area;

- Experience in Management;

- Advanced knowledge in Surveillance, Compliance and Financial Market;

- Advanced level of English;

- Advanced knowledge of Microsoft Office products;

- CFA is a plus;

- Team player and ability to work collaboratively;

- Ability to exercise sound judgment and escalate issues appropriately;

- Analytical and Organizational skills.

O que te proporcionamos

- Opportunity to be part of an ambitious and growing project, with a very structured career plan.

O que terás de fazer

- Manage all aspects of the Trade Surveillance;

- Working with Technology and Third-Party Vendors to finetune the scenarios from which and Trade alerts are derived, troubleshooting any issues, and moving towards achieving goals;

- Establishing and maintaining written procedures and governance processes around the Trade Surveillance;

- Driving the enhancement and improvement of the programs;

- Working with line of business supervisors, first line of defense employee, and compliance managers;

- Conducting deep dive Investigations of potential issues when necessary;

- Keeping up-to-date with regulatory changes, internal policy updates, and disciplinary actions;

- Planning enhancements both internally and with Third-Party Vendors to incorporate other statistical methods, machine learning, and artificial intelligence in the monitoring tool;

- Preparing metrics to report monitoring results to senior management, including identifying potential trends or themes that may warrant further consideration or action.

O que precisas de garantir

- Degree in Economics, Finance, Management or other relevant area;

- Experience in Management;

- Advanced knowledge in Surveillance, Compliance and Financial Market;

- Advanced level of English;

- Advanced knowledge of Microsoft Office products;

- CFA is a plus;

- Team player and ability to work collaboratively;

- Ability to exercise sound judgment and escalate issues appropriately;

- Analytical and Organizational skills.

O que te proporcionamos

- Opportunity to be part of an ambitious and growing project, with a very structured career plan.